Joanna Dawn Mccomsey

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 02/2017
  Financial West Group
  Westlake Village, CA
• 02/2017 → Present
  Centaurus Financial, Inc.
  Anaheim, CA

Previous Registrations

• 2014-06-03 → 2017-02-17
  Financial West Group
  Westlake Village, CA
  Westlake Village, CA
  Irvine, CA
• 2004-10-25 → 2014-06-05
  Securities America Advisors, Inc.
  Calabasas, CA
  Westlake Village, CA
• 2013-04-23 → 2014-05-30
  American Financial Network Advisory Services, Llc
  Los Angeles, CA
• 1999-12-20 → 2004-10-22
  National Planning Corporation
  Westlake Village, CA

Exams

• S66 Uniform Combined State Law Examination
  1998-09-25

Other Names

• Joanna D Shott
• Joanna Dawn Shott
• Joanna Dawn Hampton