James Phillip Winther

Current Employers

Beacon Global Advisor Network, Llc

One Glenlake Parkway Suite 650, Atlanta, GA 30328 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-16

TX RA
APPROVED_RES

Since 2026-04-16

Branch Locations

Waxhaw, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors	Charlotte	NC	12/2014	06/2018
Royal Alliance	Waxhaw	NC	06/2018	07/2020
Winther Asset Management	Waxhaw	NC	02/2010	Present
Brookstone Wealth Advisors	Waxhaw	NC	09/2021	Present
Beacon Global Advisor Network, Llc	Atlanta	GA	04/2026	Present

12/2014 → 06/2018

Lincoln Financial Advisors

Charlotte, NC
06/2018 → 07/2020

Royal Alliance

Waxhaw, NC
02/2010 → Present

Winther Asset Management

Waxhaw, NC
09/2021 → Present

Brookstone Wealth Advisors

Waxhaw, NC
04/2026 → Present

Beacon Global Advisor Network, Llc

Atlanta, GA

Previous Registrations

2021-10-04 → 2026-04-17

Brookstone Wealth Advisors, Llc

Waxhaw, NC
2021-10-04 → 2026-04-17

Brookstone Capital Management Llc

Waxhaw, NC
2018-06-19 → 2020-07-08

Osaic Wealth, Inc.

Waxhaw, NC

Scottsdale, AZ

Waxhaw, NC
2014-12-22 → 2018-06-20

Osaic Fa, Inc.

Charlotte, NC
2011-11-08 → 2014-12-22

Realta Investment Advisors, Inc

Wilmington, DE
2008-10-13 → 2009-03-12

Truist Investment Services, Inc.

Charlotte, NC

Charlotte, NC

Charlotte, NC
2002-12-20 → 2003-04-29

Wells Fargo Clearing Services, Llc

Folsom, PA

Other Businesses

1) WINTHER ASSET MANAGEMENT, 1505 ASHBURN RIDGE DRIVE, WAXHAW, NC. 28173, INSURANCE, INVESTMENT RELATED, AGENT, OFFERS ACCIDENT AND HEALTH INSURANCE, INDEXED ANNUITIES, FIXED ANNUITIES, TRADITIONAL LIFE INSURANCE, STARTED 02/2010 WORKING 20 HPM ALL DURING TRADING HOURS. 2)Atlas NexGen Group, Investment related OBA, 730 Peachtree St, NE, Atlanta, GA 30308, Creating residential housing for low income residents through impact investing in local communities. For example, creating a build out of 240 units in Atlanta and offering tax credits to investors since this development is for low income residents. Title: CEO; Marketing and syndicating these investments through a Fund of Funds that can be offered on Broker Dealer platforms.; Approx. NO of Hrs/Month: 20 Hrs; Hrs During Trading Hrs in a month: ZERO. 3. James Phillip Winther; Yes, investment related; Address: 1505 Ashburn Ridge Drive, Waxhaw, NC, 28173; Nature: I hold my series 65 with Brookstone Capital Management; Posn/Title: Advisor; Start Date: 09/17/21; Approx No of Hrs/Mth towards OBA: 15 Hrs; Approx Hrs/Mth during trading Hrs: 15 Hrs; Duties: Provide fee based advisory services.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-09

S66 Uniform Combined State Law Examination

2008-10-09

Other Names

P Winther
Phillip Winther
J Phillip Winter

View on SEC IAPD