Best Investors Account Sign in

James Beaumont Coleman

Raymond James Financial Services Advisors, Inc

Uvalde, TX

CRD 3188238

Claim This Profile
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2009-01-02

Branch Locations

145 N. Camp Street, Uvalde, TX 78801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Uvalde TX 02/1999 Present
Raymond James Financial Services Advisors, Inc Uvalde TX 01/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-11
S63 Uniform Securities Agent State Law Examination 1999-03-18
  • S65 Uniform Investment Adviser Law Examination
    2006-09-11
  • S63 Uniform Securities Agent State Law Examination
    1999-03-18

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES

Nearby Investors

JOEL EDWARD GRIFFIN
Aaron Michael Pulsford
DEAN PEARSON STERLING

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · UVALDE, TX
EDWARD JONES · UVALDE, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Uvalde, TX

More in Uvalde, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor