Best Investors Account Sign in

Anh Phuong Thi Tran

J.P. Morgan Securities LLC

Santa Clara, CA

Sacramento, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-11
CA RA APPROVED 2022-06-09
  • TX RA
    APPROVED
    Since 2022-09-11
  • CA RA
    APPROVED
    Since 2022-06-09

Branch Locations

3057 Stevens Creek Blvd, Santa Clara, CA 95050 • United States

4741 Madison Ave, Floor 02, Sacramento, CA 95841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na San Jose CA 10/2015 08/2018
Wells Fargo Clearing Services Llc San Jose CA 04/2018 08/2018
University Of California, Davis Davis CA 09/2013 03/2017
Jpmorgan Chase Bank, N.A. Santa Clara CA 09/2018 Present
J.P. Morgan Securities Llc Santa Clara CA 09/2018 Present
  • 10/2015 → 08/2018
    Wells Fargo Bank Na
    San Jose, CA
  • 04/2018 → 08/2018
    Wells Fargo Clearing Services Llc
    San Jose, CA
  • 09/2013 → 03/2017
    University Of California, Davis
    Davis, CA
  • 09/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Santa Clara, CA
  • 09/2018 → Present
    J.P. Morgan Securities Llc
    Santa Clara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-09
S63 Uniform Securities Agent State Law Examination 2018-07-13
  • S66 Uniform Combined State Law Examination
    2022-06-09
  • S63 Uniform Securities Agent State Law Examination
    2018-07-13
Other Names
  • Anh Tran

View on SEC IAPD

Other Firms

EDELMAN FINANCIAL ENGINES
TAIWANIA CAPITAL MANAGEMENT USA, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
CREATIVE PLANNING
OSAIC WEALTH, INC.
THE BLAKELEY GROUP INC
PFS INVESTMENTS INC.

Other Investors

RICHARD LEE SIMPSON
Saffiate Hales
Alexander Keeno
PHUONG NGOC QUACH
Darren Bado
Arshdeep Singh
VICTORIA DANELE SIMPSON
TROY TADASHI OKUMURA

Other Offices

EDELMAN FINANCIAL ENGINES · SANTA CLARA, CA
TAIWANIA CAPITAL MANAGEMENT USA, INC. · SANTA CLARA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · SANTA CLARA, CA
EDELMAN FINANCIAL ENGINES · SANTA CLARA, CA
EDELMAN FINANCIAL ENGINES · SANTA CLARA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Santa Clara, CA
EDELMAN FINANCIAL ENGINES · SANTA CLARA, CA
CETERA INVESTMENT ADVISERS LLC · SANTA CLARA, CA

More in Santa Clara, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor