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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-15 |
Branch Locations
4513 South Buffalo Street, Orchard Park, NY 14127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed -- Student | Mt. Pleasant | MI | 06/2012 | 04/2018 |
| Jackson National Life Distributors | Denver | CO | 12/2017 | 04/2018 |
| Jackson National Life Distributors Llc | Franklin | TN | 04/2018 | 07/2021 |
| Pacer Etfs | Buffalo | NY | 07/2021 | 09/2023 |
| Ameriprise Financial Services, Llc | East Amherst | NY | 05/2024 | 05/2025 |
| Unemployed | East Amherst | NY | 09/2023 | 05/2024 |
| Principal Securities Inc | Amherst | NY | 09/2025 | 09/2025 |
| Principal Life Insurance Co | Buffalo | NY | 09/2025 | 09/2025 |
| Unemployed | Buffalo | NY | 05/2025 | 09/2025 |
| Focus Partners Wealth, Llc | Boston | MA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-09 |
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