Douglas Allen Dray

Current Employers

Employment History

• 04/2018 → 04/2021
  Wells Fargo Clearing Services
  Scottsdale, AZ
• 04/2018 → 04/2021
  Wells Fargo Bank
  Scottsdale, AZ
• 09/2015 → 04/2018
  The Northern Trust Company
  Phoenix, AZ
• 04/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Gilbert, AZ
• 05/2021 → Present
  Bank Of America, N.A.
  Gilbert, AZ

Previous Registrations

• 2018-09-12 → 2021-04-12
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Scottsdale, AZ
  Scottsdale, AZ
  Tarpon Springs, FL

Other Businesses

I*2643264, Entity Type Entity For Profit, Name of OBA: Gote Provo LLC Address: GilbertArizona85296 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 07/24/2025No Hours: 1 monthly No Hours during trading: 0 Duties: 1-2 hours per month, most responsibilities will be handled by my wife M, rental contracts, negotiating rent, furnishing, contacting contractors, maintenance etc. managing, collecting rents, Single Member LLC to hold real estate I*4564356 Entity Type: Fiduciary Role Name of OBA: D D TTEE M D TTEE U/A DTD 09/20/2018 Address: Gilbert, Arizona, 85296 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/14/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Self, Spouse

Exams

• S66 Uniform Combined State Law Examination
  2018-09-11

Other Names

• Doug A Dray
• Douglas Dray
• Douglas Allen Dray
• Douglas A Dray