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Richard Logan Bugg

LPl Financial LLC

Charlotte, NC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-30
SC RA APPROVED 2025-06-30
  • NC RA
    APPROVED
    Since 2025-06-30
  • SC RA
    APPROVED
    Since 2025-06-30

Branch Locations

Charlotte, NC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Charlotte NC 07/2019 04/2021
Monroe Financial Services Columbia SC 08/2018 05/2019
Michael Oana Retirement Specialist Columbia SC 05/2018 08/2018
University Of South Carolina Columbia SC 08/2015 05/2019
Fidelity Investments Charlotte NC 04/2021 06/2025
Fidelity Investments Boston MA 03/2025 06/2025
Lpl Financial Llc Fort Mill SC 06/2025 Present
  • 07/2019 → 04/2021
    Ubs Financial Services Inc.
    Charlotte, NC
  • 08/2018 → 05/2019
    Monroe Financial Services
    Columbia, SC
  • 05/2018 → 08/2018
    Michael Oana Retirement Specialist
    Columbia, SC
  • 08/2015 → 05/2019
    University Of South Carolina
    Columbia, SC
  • 04/2021 → 06/2025
    Fidelity Investments
    Charlotte, NC
  • 03/2025 → 06/2025
    Fidelity Investments
    Boston, MA
  • 06/2025 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
  • 2025-03-31 → 2025-06-06
    Strategic Advisers Llc
    Charlotte, NC
    Charlotte, NC
    Jacksonville, FL
    Boston, MA
  • 2021-06-21 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Charlotte, NC
  • 2019-10-17 → 2021-04-23
    Ubs Financial Services Inc.
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-17
  • S66 Uniform Combined State Law Examination
    2019-10-17

View on SEC IAPD

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