Aaron Lee Marshall-Spitzbart

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bellevue, WA
• 05/2013 → 03/2017
  Space Needle Llc
  Seattle, WA
• 01/2015 → 12/2016
  Seattle University
  Seattle, WA
• 03/2020 → Present
  Bank Of America, N.A.
  Bellevue, WA

Other Businesses

I*1305257 For profit or not for profit: Entity For Profit Name of outside business organization: YIMS LLC Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 5/17/2023 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Short Term Rental Property in Hawaii, I will be managing the Airbnb reservations and own 25% of the business

Exams

• S66 Uniform Combined State Law Examination
  2019-03-26

Other Names

• Aaron Marshall
• Aaron Marshall-Spitzbart