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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-02 |
| AR | RA | APPROVED | 2024-09-10 |
Branch Locations
36 Rahling Cir Ste 2, Little Rock, AR 72223-9187 • United States
Little Rock, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | College Station | TX | 02/2018 | 06/2018 |
| Favor | Austin | TX | 12/2017 | 02/2018 |
| Unemployed | College Station | TX | 08/2017 | 12/2017 |
| Retail Merchandise Solutions | Livermore | CA | 06/2017 | 08/2017 |
| Kindred Pest Control | College Station | TX | 05/2017 | 07/2017 |
| Texas A&M University | College Station | TX | 08/2013 | 05/2017 |
| Axa Advisors, Llc/49 Financial | Austin | TX | 07/2018 | 10/2018 |
| Charles Schwab & Co., Inc. | Austin | TX | 11/2018 | 11/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 12/2020 | 02/2022 |
| Sage Advisory Services, Ltd Co. | Austin | TX | 02/2022 | 04/2024 |
| Ameriprise Financial Services, Llc | Little Rock | AR | 08/2024 | Present |
| Unemployed | Texarkana | TX | 04/2024 | 08/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-09-28 |
| S66 | Uniform Combined State Law Examination | 2018-07-16 |
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