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Thomas Fanjoy

First Trust Advisors LP

Wheaton, IL

Franklin, TN

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-20
TN RA APPROVED 2025-05-20
  • IL RA
    APPROVED
    Since 2025-05-20
  • TN RA
    APPROVED
    Since 2025-05-20

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usta Tennessee Nashville TN 01/2016 02/2018
Jackson National Life Distributors Llc Franklin TN 04/2018 12/2024
First Trust Portfolios L.P. Wheaton IL 01/2025 Present
First Trust Advisors L.P. Wheaton IL 01/2025 Present
  • 01/2016 → 02/2018
    Usta Tennessee
    Nashville, TN
  • 04/2018 → 12/2024
    Jackson National Life Distributors Llc
    Franklin, TN
  • 01/2025 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 01/2025 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-17
S63 Uniform Securities Agent State Law Examination 2018-06-06
  • S66 Uniform Combined State Law Examination
    2025-05-17
  • S63 Uniform Securities Agent State Law Examination
    2018-06-06
Other Names
  • Thomas Alison Fanjoy
  • Thomas Fanjoy

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
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