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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-08-31 |
Branch Locations
7000 Peachtree Dunwoody Road Bldg 12 Suite 200, Atlanta, GA 30328 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Co | Atlanta | GA | 04/2018 | Present |
| Jim N Nick's Bbq | Cumming | GA | 05/2014 | 06/2019 |
| Georgia College Wellness Center | Milledgeville | GA | 01/2017 | 12/2017 |
| Biba's Italian Restaurant | Milledgeville | GA | 10/2017 | 01/2018 |
| Mml Investor Services, Llc | Atlanta | GA | 12/2020 | Present |
| Mml Investors Services, Llc | Atlanta | GA | 04/2018 | 08/2019 |
(1) NAME: MANIK NINDRA; INV REL: Y; ADDR: AT RESIDENTIAL ADDRESS; NATURE: REAL ESTATE; POSITION: PROPERTY MANAGER; START DATE: 04/01/2022; NO. HR/MO: 4; NO. HR/MO DURING SEC TRADING: 0; DUTIES: RENTAL PROPERTY, REAL ESTATE MANAGER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-17 |
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