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Manik Singh Nindra

Mml Investors Services, LLC

Atlanta, GA

CRD 6938858

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-08-31
  • GA RA
    APPROVED
    Since 2021-08-31

Branch Locations

7000 Peachtree Dunwoody Road Bldg 12 Suite 200, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Co Atlanta GA 04/2018 Present
Jim N Nick's Bbq Cumming GA 05/2014 06/2019
Georgia College Wellness Center Milledgeville GA 01/2017 12/2017
Biba's Italian Restaurant Milledgeville GA 10/2017 01/2018
Mml Investor Services, Llc Atlanta GA 12/2020 Present
Mml Investors Services, Llc Atlanta GA 04/2018 08/2019
  • 04/2018 → Present
    Mass Mutual Life Insurance Co
    Atlanta, GA
  • 05/2014 → 06/2019
    Jim N Nick's Bbq
    Cumming, GA
  • 01/2017 → 12/2017
    Georgia College Wellness Center
    Milledgeville, GA
  • 10/2017 → 01/2018
    Biba's Italian Restaurant
    Milledgeville, GA
  • 12/2020 → Present
    Mml Investor Services, Llc
    Atlanta, GA
  • 04/2018 → 08/2019
    Atlanta, GA
Other Businesses

(1) NAME: MANIK NINDRA; INV REL: Y; ADDR: AT RESIDENTIAL ADDRESS; NATURE: REAL ESTATE; POSITION: PROPERTY MANAGER; START DATE: 04/01/2022; NO. HR/MO: 4; NO. HR/MO DURING SEC TRADING: 0; DUTIES: RENTAL PROPERTY, REAL ESTATE MANAGER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-15
S63 Uniform Securities Agent State Law Examination 2021-07-17
  • S65 Uniform Investment Adviser Law Examination
    2021-08-15
  • S63 Uniform Securities Agent State Law Examination
    2021-07-17
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Manik Singh Nindra
  • Manik Nindra

View on SEC IAPD

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