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Benjamin Strom Johnson

Rbc Capital Markets, LLC

New York, NY

CRD 6938782

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-23
MN RA APPROVED 2024-10-29
  • NY RA
    APPROVED
    Since 2026-01-23
  • MN RA
    APPROVED
    Since 2024-10-29

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. St. Paul MN 04/2018 03/2024
Shepherd Of The Valley Lutheran Church Afton MN 08/2015 04/2019
Rbc Capital Markets, Llc Minneapolis MN 03/2024 Present
  • 04/2018 → 03/2024
    U.S. Bancorp Investments, Inc.
    St. Paul, MN
  • 08/2015 → 04/2019
    Shepherd Of The Valley Lutheran Church
    Afton, MN
  • 03/2024 → Present
    Rbc Capital Markets, Llc
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-28
S63 Uniform Securities Agent State Law Examination 2022-05-06
  • S66 Uniform Combined State Law Examination
    2024-10-28
  • S63 Uniform Securities Agent State Law Examination
    2022-05-06
Other Names
  • Ben Johnson

View on SEC IAPD

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