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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-01-19 |
Branch Locations
7000 Peachtree Dunwoody Road Bldg 12 Suite 200, Atlanta, GA 30328 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Co | Atlanta | GA | 10/2017 | Present |
| Mml Investors Services, Llc | Atlanta | GA | 04/2018 | Present |
| Kennesaw State University | Kennesaw | GA | 08/2014 | Present |
| Caribou Coffee | Atlanta | GA | 05/2012 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-13 |
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