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45 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-05-14 |
Branch Locations
45 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Boston | MA | 06/2020 | 05/2021 |
| Pallas Capital Advisors, Llc | Braintree | MA | 05/2021 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Braintree | MA | 05/2021 | Present |
| Full-Time Student | Circle Pines | MN | 09/2010 | 05/2020 |
1) Mr. Gorowsky is dually-registered as an Investment Advisor Representative ("IAR") with Pallas Capital Advisors, LLC ("Pallas") and as a Registered Representative ("RR") of Purshe Kaplan Sterling Investments, Inc. ("PKS"). Mr. Gorowsky spends 90% of his business time with activities of Pallas and the balance with PKS. Pallas and PKS are not affiliated firms.Ã,Â
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-16 |
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