Christopher Ryan Horne

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Lpl Financial Llc
  Wilmington, NC

Previous Registrations

• 2005-06-23 → 2011-07-05
  Uvest Financial Services Group, Inc.
  Greenville, NC
  Greenville, NC
  Wilmington, NC
  Kitty Hawk, NC
  Ocean Isle Beach, NC
  Wilmongton, NC
  Greenville, NC
  Morehead City, NC
  Currituck, NC
  Washington, NC
  New Bern, NC
  Williamston, NC
  Wilmington, NC
  Winterville, NC
  Leland, NC
  Wilmington, NC
  Wilmington, NC
  Greenville, NC
  Greenville, NC
  Morehead City, NC
  Wilmington, NC

Other Businesses

1. 9/30/2011: SEAGATE WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/15/2019 - Seagate Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2019 - 40 Hours Per Month/40 Hours During Securities Trading. 3. 11/20/2024 - Seagate Holding Company, LLC - Real Estate Rental - Investment Related - Wilmington, NC - Start Date 01/01/2006 - 10 Hours Per Month/ 0 Hours During Trading 4. 01/09/2025 - Seagate Wealth Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/09/2025 - 40 Hrs/Mth - 40 Hrs During Trading. 5. 09/11/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Carolinas - Inv. Related- At reported business location(s) - Start date: 09/09/2025 25hrs/mnth during Trading 6. 12/17/2025 - Solace Lifestyle Properties - Real Estate Rental - Investment Related - The Villages, FL - Start Date 12/01/2025 - 5 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-22
• S63 Uniform Securities Agent State Law Examination
  1999-04-21

Designations

• Certified Financial Planner