Nicholas Lance Hammond

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-02-11
LA	RA	APPROVED	2021-03-30

TX RA
APPROVED

Since 2022-02-11
LA RA
APPROVED

Since 2021-03-30

Branch Locations

738 N Ashley Ridge Loop, Shreveport, LA 71106 • United States

Shreveport, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Shreveport	LA	04/2018	Present
Centenary College Of Louisiana	Shreveport	LA	08/2015	05/2019

04/2018 → Present

Ameriprise Financial Services, Llc

Shreveport, LA
08/2015 → 05/2019

Centenary College Of Louisiana

Shreveport, LA

Other Businesses

Independent Insurance Brokering; Guardian Life Insurance Company; 01/24/2023; Whole Life. Board of Directors; Caddo Bossier Soccer Association (CABOSA); board member; 3837 Gilbert Drive, , Shreveport, LA, 71104; Not Investment-Related; 10/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; French Compass LLC; Employee / financial advisor. Facilitating client relationships and transacting sales for our practice.; Associate Financial Advisor; 738 N Ashley Ridge Loop, , Shreveport, LA, 71106; Investment-Related; 06/30/2022; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-24

S66 Uniform Combined State Law Examination

2021-03-24

View on SEC IAPD