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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-08-08
OH RA APPROVED 2018-07-31
  • MI RA
    APPROVED
    Since 2025-08-08
  • OH RA
    APPROVED
    Since 2018-07-31

Branch Locations

3559 West Sterns, Lambertville, MI 48144 • United States

1308 Reynolds Rd, Toledo, OH 43615 • United States

5833 Monroe Street, Sylvania, OH 43560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wholehan Marketing Toledo OH 09/2014 04/2018
Fifth Third Bank Perrysburg OH 04/2018 Present
Fifth Third Securities Perrysburg OH 04/2018 Present
  • 09/2014 → 04/2018
    Wholehan Marketing
    Toledo, OH
  • 04/2018 → Present
    Fifth Third Bank
    Perrysburg, OH
  • 04/2018 → Present
    Fifth Third Securities
    Perrysburg, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-27
  • S66 Uniform Combined State Law Examination
    2018-07-27

View on SEC IAPD

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