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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2021-01-06 |
| IL | RA | APPROVED | 2018-01-03 |
| FL | RA | APPROVED | 2017-08-11 |
| MI | RA | APPROVED | 2011-06-30 |
Branch Locations
1655 Plett Road, Cadillac, MI 49601 • United States
540 Fort Evans Road, Ne Suite #200, Leesburg, VA 20176 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carroll National Plans | Cadillac | MI | 03/2005 | 04/2026 |
| Centaurus Financial, Inc. | Orange | CA | 05/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-16 |
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