Kristen Caseley

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 07/2020
  Via Global Advisors Llc
  Brookline, MA
• 06/2016 → 01/2018
  Homemaking
  Dover, NH
• 02/2014 → 06/2016
  Lake Street Advisors
  Portsmouth, NH
• 07/2020 → 03/2022
  Adviceperiod, Llc
  Los Angeles, CA
• 03/2022 → 09/2024
  Mariner Platform Solutions
  Brookline, MA
• 09/2024 → Present
  Hightower Advisors, Llc
  Saco, ME

Previous Registrations

• 2022-03-01 → 2024-10-01
  Mariner Independent
  Brookline, MA
• 2020-08-26 → 2022-03-30
  Adviceperiod, Llc
  Los Angeles, CA
  Dover, NH
• 2018-12-11 → 2020-07-29
  Via Global Advisors Llc
  Dover, NH
  Brookline, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-08-03

Other Names

• Kristen Marie Caseley