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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-08-16 |
| TX | RA | APPROVED | 2024-08-13 |
Branch Locations
1400 E Southern Ave, Ste 618, Tempe, AZ 85282 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Scottsdale | AZ | 04/2015 | 08/2024 |
| U.S. Bancorp Investments, Inc. | Scottsdale | AZ | 04/2018 | 08/2024 |
| Lpl Financial Llc | Tempe | AZ | 08/2024 | Present |
1- 04/11/2025 - Lauren Lunday PLLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 04/15/2025 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-02 |
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