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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-22
AZ RA APPROVED 2024-12-12
OR RA APPROVED 2021-10-07
  • TX RA
    APPROVED_RES
    Since 2025-12-22
  • AZ RA
    APPROVED
    Since 2024-12-12
  • OR RA
    APPROVED
    Since 2021-10-07

Branch Locations

1201 Pacific Ave Suite 600, Tacoma, WA 98402 • United States

7337 E Doubletree Ranch Rd, Suite 100, Scottsdale, AZ 85258 • United States

6500 S Macadam Avenue Suite 125, Portland, OR 97239 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2018 12/2020
Network Property Services, Middletown Property Group Muncie IN 01/2017 04/2018
Annex By Trinitas Ventures Oxford OH 06/2016 01/2017
U.S. Bank Tigard OR 02/2021 08/2021
U.S. Bancorp Investments, Inc. Tigard OR 03/2021 08/2021
Voya Financial Advisors, Inc. Portland OR 08/2021 Present
  • 04/2018 → 12/2020
    St Louis, MO
  • 01/2017 → 04/2018
    Network Property Services, Middletown Property Group
    Muncie, IN
  • 06/2016 → 01/2017
    Annex By Trinitas Ventures
    Oxford, OH
  • 02/2021 → 08/2021
    U.S. Bank
    Tigard, OR
  • 03/2021 → 08/2021
    Tigard, OR
  • 08/2021 → Present
    Portland, OR
Previous Registrations
Other Businesses

NAME OF ENTITY: Independent Insurance Agent; Yes; 5331 S Macadam Ave Suite 207; Portland; OR; 97239; Fixed Insurance Sales; Independent Insurance Agent; 10/5/2021; 160; 160; Sales of fixed insurance products| FOREST CREEK PARK HOME OWNERS ASSOCIATION POSITION: Playground Committee Member NATURE: Attending monthly board meetings to give updates on the condition of the playground and whether funds will be needed for maintenance or new bark dust. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 21065 S Mossy Rock Court, Oregon City OR 97045, United States DESCRIPTION: Monitoring the condition of the playground to see if repairs are needed or if bark dust needs replaced. WATER TOWER FINANCIAL, LLC POSITION: Financial Marketing Manager NATURE: Marketing strategy, website upkeep and social media. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/05/2021 ADDRESS: 6500 S Macadam Ave, Suite 125, Portland OR 97239, United States DESCRIPTION: Marketing strategy, website upkeep and social media.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-28
  • S66 Uniform Combined State Law Examination
    2018-06-28
Other Names
  • Nicole Ann Friedemann
  • Nicole Burroughs

View on SEC IAPD

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