Lindsay A. Johnson

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2018-07-02

PA RA
APPROVED

Since 2018-07-02

Branch Locations

Muncy, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Carmax	Laurel	MD	12/2014	06/2018
Infinex Investments, Inc.	Meriden	CT	04/2018	Present
Catherine Burns Insurance	Muncy	PA	09/2019	Present

12/2014 → 06/2018

Carmax

Laurel, MD
04/2018 → Present

Infinex Investments, Inc.

Meriden, CT
09/2019 → Present

Catherine Burns Insurance

Muncy, PA

Other Businesses

1.) Catherine Burns Insurance Services. Yes, investment related. Starting Sept 2019. Approx 64 hours per month. Approx 40 hours during trading hours. Licensed agent. Primarily medicare supplement plans.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-30

S66 Uniform Combined State Law Examination

2018-06-30

Other Names

Lindsay Frikker
Lindsay Frikker Johnson

View on SEC IAPD