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Kirk John Cunningham

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL

Chicago, IL

Tampa, FL

Tampa, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-16
IL RA APPROVED 2018-04-24
TX RA APPROVED 2018-04-23
  • FL RA
    APPROVED
    Since 2023-08-16
  • IL RA
    APPROVED
    Since 2018-04-24
  • TX RA
    APPROVED
    Since 2018-04-23

Branch Locations

101 E Kennedy Blvd Pbig - Florida Pwm Tampa, Tampa, FL 33602 • United States

110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States

Tampa, FL • United States

101 E Kennedy Blvd, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chicago IL 06/2006 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 04/2018 Present
Bank Of America, N.A. Chicago IL 06/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-23
S66 Uniform Combined State Law Examination 2004-10-22
  • S65 Uniform Investment Adviser Law Examination
    2018-04-23
  • S66 Uniform Combined State Law Examination
    2004-10-22
Other Names
  • Kirk Cunningham
  • Kirk John Cunningham

View on SEC IAPD

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