Best Investors Account Sign in
Current Employers
Ptma Investment Advisors

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-06-13
  • IL RA
    APPROVED
    Since 2022-06-13

Branch Locations

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2018 09/2018
Soccer 2000 Downers Grove IL 03/2012 01/2018
Pivotal Home Solutions Naperville IL 01/2018 04/2018
Pma Securities, Inc. Naperville IL 10/2018 12/2020
Pma Financial Network, Inc. Naperville IL 10/2018 12/2020
Thrivent Investment Management Inc Downers Grove IL 12/2020 Present
Thrivent Financial Appleton WI 12/2020 04/2021
Thrivent Financial Appleton WI 04/2021 Present
Pma Securities, Llc Naperville IL 05/2022 Present
Pma Financial Network, Llc Naperville IL 05/2022 Present
Pma Asset Management, Llc Naperville IL 05/2022 Present
  • 04/2018 → 09/2018
    St Louis, MO
  • 03/2012 → 01/2018
    Soccer 2000
    Downers Grove, IL
  • 01/2018 → 04/2018
    Pivotal Home Solutions
    Naperville, IL
  • 10/2018 → 12/2020
    Pma Securities, Inc.
    Naperville, IL
  • 10/2018 → 12/2020
    Pma Financial Network, Inc.
    Naperville, IL
  • 12/2020 → Present
    Downers Grove, IL
  • 12/2020 → 04/2021
    Thrivent Financial
    Appleton, WI
  • 04/2021 → Present
    Thrivent Financial
    Appleton, WI
  • 05/2022 → Present
    Pma Securities, Llc
    Naperville, IL
  • 05/2022 → Present
    Pma Financial Network, Llc
    Naperville, IL
  • 05/2022 → Present
    Pma Asset Management, Llc
    Naperville, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-30
  • S66 Uniform Combined State Law Examination
    2021-08-30

View on SEC IAPD

More in Naperville, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor