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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-26 |
| NH | RA | APPROVED | 2023-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2019 | 06/2020 |
| Financial Compass Group, Llc | Wellesley | MA | 05/2018 | 08/2018 |
| Putnam Investments | Andover | MA | 12/2017 | 05/2018 |
| The Provident Bank | Amesbury | MA | 05/2017 | 08/2017 |
| Bentley University | Waltham | MA | 08/2017 | 05/2019 |
| Fire Grill | Charleston | SC | 01/2017 | 05/2017 |
| College Of Charleston | Charlestown | SC | 08/2015 | 05/2017 |
| Equitable Advisors, Llc | New York | NY | 08/2019 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portsmouth | NH | 11/2022 | Present |
| Surf Restaurant | Portsmouth | NH | 06/2015 | 05/2017 |
| Darden Restaurants | Chestnut Hill | MA | 09/2019 | 12/2019 |
| Bank Of America, N.A. | Portsmouth | NH | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-15 |
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