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Arlington, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-02-03 |
| VA | RA | APPROVED | 2025-02-03 |
| AL | RA | APPROVED | 2023-07-31 |
| GA | RA | APPROVED | 2022-11-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Control Southern | Suwanee | GA | 07/2014 | 12/2018 |
| Thrivent Investment Management Inc | Lawrenceville | GA | 07/2018 | 10/2022 |
| Thrivent Financial | Appleton | WI | 09/2018 | 12/2018 |
| Thrivent Financial | Appleton | WI | 12/2018 | 10/2022 |
| Capital Markets Iq, Llc | Arlington | TX | 11/2022 | Present |
Owner and managing partner, Brightsmith Advisors LLC, Buford Georgia, investment related. Owner and managing partner, Vigilant Peak Consulting, a consulting firm in Buford, Georgia, offers insurance sales; business consulting; CPA Team Based Model services of Elite Resources Team, consulting with accounting firms and their customers to assist with tax planning and mitigation, risk mitigation and estate planning; non-investment related, 100 hours per month; 15 hour during trading hours; Partner, Bed Head Rentals, Lawrenceville, GA, rents audio visual equipment, noninvestment related, 1 hour; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-28 |
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