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John Wagner

Rockefeller Capital Management

Atlanta, GA

Rockefeller Financial LLC

Atlanta, GA

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-03-17
TX RA APPROVED 2026-03-13
  • GA RA
    APPROVED
    Since 2026-03-17
  • TX RA
    APPROVED
    Since 2026-03-13

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-16
GA RA APPROVED 2021-01-25
  • TX RA
    APPROVED
    Since 2021-03-16
  • GA RA
    APPROVED
    Since 2021-01-25

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc Atlanta GA 01/2020 Present
Rock & Co Llc Atlanta GA 01/2020 Present
Morgan Stanley Atlanta GA 05/2019 12/2019
Morgan Stanley Atlanta GA 05/2018 08/2019
Signature Fd Atlanta GA 09/2017 05/2018
Mansfield Energy Corp Gainesville GA 05/2016 08/2017
  • 01/2020 → Present
    Rockefeller Financial Llc
    Atlanta, GA
  • 01/2020 → Present
    Rock & Co Llc
    Atlanta, GA
  • 05/2019 → 12/2019
    Morgan Stanley
    Atlanta, GA
  • 05/2018 → 08/2019
    Morgan Stanley
    Atlanta, GA
  • 09/2017 → 05/2018
    Signature Fd
    Atlanta, GA
  • 05/2016 → 08/2017
    Mansfield Energy Corp
    Gainesville, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-17
  • S66 Uniform Combined State Law Examination
    2020-10-17

View on SEC IAPD

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