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Baffin Advisors LLC CRD 151202
$104M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Palm Coast, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-17 |
| NY | RA | APPROVED | 2025-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baffin Advisors Llc | Harrison | NY | 07/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-29 |
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