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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-15
CT RA APPROVED 2023-03-13
  • TX RA
    APPROVED_RES
    Since 2023-03-15
  • CT RA
    APPROVED
    Since 2023-03-13

Branch Locations

157 Church St, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Wallingford CT 10/2019 03/2021
Massmutual New York City NY 03/2019 07/2019
Northwestern Mutual Connecticut CT 06/2018 03/2019
Brewers Bruce And Johnsons Branford CT 05/2017 06/2018
P Diana And Sons New Haven CT 05/2016 05/2017
Murray Company Inc Branford CT 07/2019 11/2019
The Prudential Insurance Company Of America Wallingford CT 01/2020 03/2021
Guardian Life Insurance Company New Haven CT 03/2021 02/2023
Park Avenue Securities New Haven CT 04/2021 02/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 02/2023 Present
Bank Of America N.A. New Haven CT 04/2023 Present
  • 10/2019 → 03/2021
    Wallingford, CT
  • 03/2019 → 07/2019
    Massmutual
    New York City, NY
  • 06/2018 → 03/2019
    Northwestern Mutual
    Connecticut, CT
  • 05/2017 → 06/2018
    Brewers Bruce And Johnsons
    Branford, CT
  • 05/2016 → 05/2017
    P Diana And Sons
    New Haven, CT
  • 07/2019 → 11/2019
    Murray Company Inc
    Branford, CT
  • 01/2020 → 03/2021
    The Prudential Insurance Company Of America
    Wallingford, CT
  • 03/2021 → 02/2023
    Guardian Life Insurance Company
    New Haven, CT
  • 04/2021 → 02/2023
    Park Avenue Securities
    New Haven, CT
  • 02/2023 → Present
    New Haven, CT
  • 04/2023 → Present
    Bank Of America N.A.
    New Haven, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-11
S63 Uniform Securities Agent State Law Examination 2019-12-23
  • S65 Uniform Investment Adviser Law Examination
    2020-12-11
  • S63 Uniform Securities Agent State Law Examination
    2019-12-23
Other Names
  • Jack Joseph Murray

View on SEC IAPD

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