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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-15 |
| CT | RA | APPROVED | 2023-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Wallingford | CT | 10/2019 | 03/2021 |
| Massmutual | New York City | NY | 03/2019 | 07/2019 |
| Northwestern Mutual | Connecticut | CT | 06/2018 | 03/2019 |
| Brewers Bruce And Johnsons | Branford | CT | 05/2017 | 06/2018 |
| P Diana And Sons | New Haven | CT | 05/2016 | 05/2017 |
| Murray Company Inc | Branford | CT | 07/2019 | 11/2019 |
| The Prudential Insurance Company Of America | Wallingford | CT | 01/2020 | 03/2021 |
| Guardian Life Insurance Company | New Haven | CT | 03/2021 | 02/2023 |
| Park Avenue Securities | New Haven | CT | 04/2021 | 02/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 02/2023 | Present |
| Bank Of America N.A. | New Haven | CT | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-23 |
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