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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-08 |
| WA | RA | APPROVED | 2025-03-31 |
Branch Locations
7425 166Th Avenue Ne Suite C137, Redmond, WA 98052-7849 • United States
Bothell, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Patxi'S | Greenbrae | CA | 11/2016 | 04/2018 |
| Unemployed | San Rafael | CA | 10/2016 | 11/2016 |
| Prospect Mortgage | Santa Rosa | CA | 05/2016 | 09/2016 |
| Northwestern Mutual Investment Services Llc | San Francisco | CA | 04/2018 | 09/2020 |
| Northwestern Mutual Wealth Management Company | San Francisco | CA | 04/2018 | 09/2020 |
| Massmutual Life Insurance Company | Walnut Creek | CA | 08/2020 | 05/2023 |
| Mml Investors Services, Llc | Walnut Creek | CA | 09/2020 | 05/2023 |
| Fidelity Investments | Redmond | WA | 05/2023 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-11 |
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