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Arthur Henry Fader

Ubs Financial Services Inc.

Birmingham, MI

Lapeer, MI

CRD 3188048

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-02-09
  • MI RA
    APPROVED
    Since 2011-02-09

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Lapeer, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Troy MI 09/2008 Present
  • 09/2008 → Present
    Ubs Financial Services
    Troy, MI
Previous Registrations
  • 2005-07-06 → 2007-08-23
    Chase Investment Services Corp.
    Chicago, IL
    Ortonville, MI
  • 2002-11-13 → 2005-07-06
    Banc One Securities Corporation
    Ortonville, MI
Other Businesses

BAPTIST CHURCH OF HADLEY, CHURCH TREASURER, 30-40HRS PER MONTH. Start date - 10/1/2008

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-08
S63 Uniform Securities Agent State Law Examination 1999-06-28
  • S65 Uniform Investment Adviser Law Examination
    1999-07-08
  • S63 Uniform Securities Agent State Law Examination
    1999-06-28
Other Names
  • Anrthur H Fader

View on SEC IAPD

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