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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2019-08-16
  • MT RA
    APPROVED
    Since 2019-08-16

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Helena, MT • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sandtana Inc Havre MT 01/2002 07/2018
Ameriprise Financial Services Great Falls MT 04/2018 09/2018
Unemployed Whitefish MT 10/2018 12/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2019 06/2019
Northwestern Mutual Investment Services Llc Bozeman MT 01/2019 06/2019
Unemployed Havre MT 06/2019 08/2019
Gwn Securities, Inc. Palm Beach Gardens FL 08/2019 Present
  • 01/2002 → 07/2018
    Sandtana Inc
    Havre, MT
  • 04/2018 → 09/2018
    Ameriprise Financial Services
    Great Falls, MT
  • 10/2018 → 12/2018
    Unemployed
    Whitefish, MT
  • 01/2019 → 06/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2019 → 06/2019
    Bozeman, MT
  • 06/2019 → 08/2019
    Unemployed
    Havre, MT
  • 08/2019 → Present
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

SANDTANA INC Secretary;oil and gas; havre, mt 59501; Not investment related; Jan 2008; 1-9 hours per month; 1-9 during trading hours TEXTANA, INC ecretary; oil and gas; Havre, MT 59501; Not investment related; Jan 2008; 0 hours per month; 0 during trading hours/ Brown oil llc; manager;not used yet;havre, mt 59501; Not investment related; Jan 2009; 0 hours per month; 0 during trading hours J. BURNS BROWN OPERATIN CO ecretary; oil and gas operating company; havre, mt 59501; Not investment related; Jan 2008; 1-9 hours per month; 0 during trading hours/j.b. operating co; secretary; oil and gas; havre, mt 59501; Not investment related; Jan 2002; 0 hours per month; 0 during trading hours. JB EXPLORATION INC. POSITION: president NATURE: oil and gas INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 124 third avenue, Havre MT 59501, United States DESCRIPTION: deposit checks and pay bills on oil and gas property working interests KLIMAS FINANCIAL SERVICES, Is Investment Related, DBA, Insurance Sales, Financial Professional, Insurance Agent, 08/21/2019,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Insurance Sales (Health, Life, LTC, Annuity)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-21
  • S66 Uniform Combined State Law Examination
    2018-08-21
Other Names
  • John Oliver Brown
  • John Brown

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