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Clifford Louis Carpenter

U.S. Bancorp Advisors, LLC

Arvada, CO

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-02-13
  • CO RA
    APPROVED
    Since 2026-02-13

Branch Locations

9590 W 58Th Ave, Arvada, CO 80002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Boulder CO 03/2020 10/2025
Auto-Owners Insurance Broomfield CO 05/2019 03/2020
Wealth Strategies Group Greenwood Village CO 10/2017 03/2020
Omni Interlocken Resort And Spa Broomfield CO 01/2015 02/2018
Key Investment Services Boulder CO 01/2022 10/2025
U.S. Bank Arvada CO 10/2025 Present
U.S. Bancorp Investments, Inc. Arvada CO 10/2025 02/2026
U.S. Bancorp Advisors, Llc Arvada CO 02/2026 Present
  • 03/2020 → 10/2025
    Keybank
    Boulder, CO
  • 05/2019 → 03/2020
    Auto-Owners Insurance
    Broomfield, CO
  • 10/2017 → 03/2020
    Wealth Strategies Group
    Greenwood Village, CO
  • 01/2015 → 02/2018
    Omni Interlocken Resort And Spa
    Broomfield, CO
  • 01/2022 → 10/2025
    Key Investment Services
    Boulder, CO
  • 10/2025 → Present
    U.S. Bank
    Arvada, CO
  • 10/2025 → 02/2026
    U.S. Bancorp Investments, Inc.
    Arvada, CO
  • 02/2026 → Present
    U.S. Bancorp Advisors, Llc
    Arvada, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-24
S63 Uniform Securities Agent State Law Examination 2022-04-26
  • S66 Uniform Combined State Law Examination
    2024-07-24
  • S63 Uniform Securities Agent State Law Examination
    2022-04-26
Other Names
  • Cliff Carpenter

View on SEC IAPD

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Other Offices

ASPEN WEALTH STRATEGIES, LLC · ARVADA, CO
LPL FINANCIAL LLC · ARVADA, CO
VASCORP WEALTH ADVISORS · ARVADA, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · Arvada, CO
COMMONWEALTH FINANCIAL NETWORK · Arvada, CO
CWM, LLC · Arvada, CO
OSAIC WEALTH, INC. · ARVADA, CO
EDWARD JONES · ARVADA, CO

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