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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-11-08 |
| TX | RA | APPROVED_RES | 2021-08-06 |
| VA | RA | APPROVED | 2020-12-09 |
| FL | RA | APPROVED | 2020-10-30 |
| NC | RA | APPROVED | 2020-02-27 |
Branch Locations
6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities | Charlotte | NC | 04/2018 | 01/2020 |
| Joseph Silva | Charlotte | NC | 04/2018 | 02/2019 |
| Quest Relocation Group | Los Angeles | CA | 11/2014 | Present |
| Guardian Life Insurance Company | Charlotte | NC | 12/2019 | Present |
| Park Avenue Securities | Charlotte | NC | 02/2020 | Present |
1. INSURANCE BROKER- PRODUCTS OTHER THAN GUARDIAN ADDRESS: 4201 CONGRESS STREET, SUITE 295, CHARLOTTE, NC 28209 START DATE: 02/17/2020 1 HOUR PER MONTH/ 1 DURING NORMAL BUSINESS HOURS INVESTMENT RELATED 2. Certified Divorce Financial Analyst-serve as a neutral third party for divorce mediations, Start date: 06/21/2021, Address: 6115 Park South Drive Charlotte, NC 28210, 20 total hours per month, 20 during securities trading hours, Not Investment related, More than 10% annual compensation, 3. Smart Divorce Decisions, LLC-consult with clients, attorneys, advisors and make recommendations before, during and after the divorce process for asset distribution, Start date: 09/07/2022, Address: 2325 Christensens Court Charlotte, NC 28270, 10 total hours per month; 10 during securities trading hours, Not Investment related, Less than 10% annual compensation, 4. UVA Club of Charlotte, Start Date: 1/6/2025, Nature: University of Virginia Club, Address: 2325 Christensens Court Charlotte, NC 28270, Duties: President/attend events, meet with staff members etc. 4 total hours per month; 0 during securities trading hours, Not Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-28 |
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