Best Investors Account Sign in
Claim This Profile
Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-11-08
TX RA APPROVED_RES 2021-08-06
VA RA APPROVED 2020-12-09
FL RA APPROVED 2020-10-30
NC RA APPROVED 2020-02-27
  • SC RA
    APPROVED
    Since 2021-11-08
  • TX RA
    APPROVED_RES
    Since 2021-08-06
  • VA RA
    APPROVED
    Since 2020-12-09
  • FL RA
    APPROVED
    Since 2020-10-30
  • NC RA
    APPROVED
    Since 2020-02-27

Branch Locations

6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Charlotte NC 04/2018 01/2020
Joseph Silva Charlotte NC 04/2018 02/2019
Quest Relocation Group Los Angeles CA 11/2014 Present
Guardian Life Insurance Company Charlotte NC 12/2019 Present
Park Avenue Securities Charlotte NC 02/2020 Present
  • 04/2018 → 01/2020
    Pruco Securities
    Charlotte, NC
  • 04/2018 → 02/2019
    Joseph Silva
    Charlotte, NC
  • 11/2014 → Present
    Quest Relocation Group
    Los Angeles, CA
  • 12/2019 → Present
    Guardian Life Insurance Company
    Charlotte, NC
  • 02/2020 → Present
    Park Avenue Securities
    Charlotte, NC
Previous Registrations
Other Businesses

1. INSURANCE BROKER- PRODUCTS OTHER THAN GUARDIAN ADDRESS: 4201 CONGRESS STREET, SUITE 295, CHARLOTTE, NC 28209 START DATE: 02/17/2020 1 HOUR PER MONTH/ 1 DURING NORMAL BUSINESS HOURS INVESTMENT RELATED 2. Certified Divorce Financial Analyst-serve as a neutral third party for divorce mediations, Start date: 06/21/2021, Address: 6115 Park South Drive Charlotte, NC 28210, 20 total hours per month, 20 during securities trading hours, Not Investment related, More than 10% annual compensation, 3. Smart Divorce Decisions, LLC-consult with clients, attorneys, advisors and make recommendations before, during and after the divorce process for asset distribution, Start date: 09/07/2022, Address: 2325 Christensens Court Charlotte, NC 28270, 10 total hours per month; 10 during securities trading hours, Not Investment related, Less than 10% annual compensation, 4. UVA Club of Charlotte, Start Date: 1/6/2025, Nature: University of Virginia Club, Address: 2325 Christensens Court Charlotte, NC 28270, Duties: President/attend events, meet with staff members etc. 4 total hours per month; 0 during securities trading hours, Not Investment Related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-08
S63 Uniform Securities Agent State Law Examination 2019-02-28
  • S66 Uniform Combined State Law Examination
    2019-04-08
  • S63 Uniform Securities Agent State Law Examination
    2019-02-28
Other Names
  • Kathryn Kelley White
  • Kelley White Wheeler
  • Kathryn Kelley Wheeler
  • Kathryn Kelley Hughes

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor