James T Royse

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-13
KY	RA	APPROVED	2024-12-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Securities Llc	Lexington	KY	03/2018	04/2021
Jpmorgan Chase Bank N.A.	Lexington	KY	03/2018	04/2021
Fifth Third Bank	Louisville	KY	05/2016	03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lexington	KY	09/2024	Present
Landcal Logistics	Lexington	KY	04/2023	05/2024
People's Exchange Bank	Lexington	KY	03/2021	03/2023
Unemployed	Georgetown	KY	05/2024	09/2024
Bank Of America, N.A.	Lexington	KY	12/2024	Present

03/2018 → 04/2021

J.P. Morgan Securities Llc

Lexington, KY
03/2018 → 04/2021

Jpmorgan Chase Bank N.A.

Lexington, KY
05/2016 → 03/2018

Fifth Third Bank

Louisville, KY
09/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lexington, KY
04/2023 → 05/2024

Landcal Logistics

Lexington, KY
03/2021 → 03/2023

People's Exchange Bank

Lexington, KY
05/2024 → 09/2024

Unemployed

Georgetown, KY
12/2024 → Present

Bank Of America, N.A.

Lexington, KY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-09
S63	Uniform Securities Agent State Law Examination	2018-05-04