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Evan Coulter Erickson

Ubs Financial Services Inc.

Wayzata, MN

Rosemount, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-06-30
TX RA APPROVED 2022-06-30
  • MN RA
    APPROVED
    Since 2022-06-30
  • TX RA
    APPROVED
    Since 2022-06-30

Branch Locations

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Rosemount, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc. Minneapolis MN 06/2020 10/2021
Wells Fargo Bank, N.A. Bloomington MN 07/2019 05/2020
Gustavus Adolphus College St Peter MN 09/2015 06/2019
Fidelity Investments Rosemount MN 10/2021 06/2022
Ubs Financial Services Inc. Wayzata MN 06/2022 Present
  • 06/2020 → 10/2021
    Ameriprise Financial Services, Llc.
    Minneapolis, MN
  • 07/2019 → 05/2020
    Wells Fargo Bank, N.A.
    Bloomington, MN
  • 09/2015 → 06/2019
    Gustavus Adolphus College
    St Peter, MN
  • 10/2021 → 06/2022
    Fidelity Investments
    Rosemount, MN
  • 06/2022 → Present
    Ubs Financial Services Inc.
    Wayzata, MN
Previous Registrations
  • 2022-01-14 → 2022-06-07
    Fidelity Personal And Workplace Advisors
    Rosemount, MN
    Merrimack, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-10
S63 Uniform Securities Agent State Law Examination 2020-12-02
  • S66 Uniform Combined State Law Examination
    2022-01-10
  • S63 Uniform Securities Agent State Law Examination
    2020-12-02
Other Names
  • Evan Coulter Erickson
  • Evan Erickson

View on SEC IAPD

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MORGAN STANLEY · Wayzata, MN
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EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
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GARDA CAPITAL PARTNERS · WAYZATA, MN
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