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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Financial Group | Addison | TX | 07/2018 | 07/2023 |
| Principal Securities Inc | Addison | TX | 04/2018 | 06/2023 |
| Paychex | Irving | TX | 04/2017 | 07/2018 |
| Proposal Software | Frederick | MD | 02/2016 | 03/2017 |
| National Life Group | Addison | TX | 07/2023 | 08/2024 |
| Equity Services Inc. | Addison | TX | 07/2023 | 08/2024 |
| Mml Investors Services, Llc | Dallas | TX | 08/2024 | 01/2025 |
| Massmutual Life Insurance Co | Dallas | TX | 07/2024 | 01/2025 |
| Mml Investors Services, Llc | Carrollton | TX | 08/2025 | Present |
| Massmutual Life Insurance Co | Carrollton | TX | 08/2025 | Present |
| Spectrum Financial Group | Dallas | TX | 08/2024 | 08/2025 |
NAME: TAHITTA DIAZ INV REL: Y ADD: 4116 COMANCHE DR., CARROLLTON, TX 75010 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 09/01/2025 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 10 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, AND HEALTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-30 |
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