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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1999-06-24 |
Branch Locations
3200 Southwest Fwy Ste 3100, Houston, TX 77027-7528 • United States
1601 Elm St Ste 4350, Dallas, TX 75201 • United States
Houston, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Medi Col | Killeen | TX | 05/1996 | Present |
| Jerry'S Pools & Spas | Killeen | TX | 07/1998 | Present |
| Ameriprise Financial Services, Inc. | Houston | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Real Estate Ownership; Single Family; 459 Woodside Ave, , Park City, UT, 84060; Not Investment-Related; 01/11/2021.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-06-22 |
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