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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-05
PA RA APPROVED 2018-08-06
  • TX RA
    APPROVED_RES
    Since 2022-10-05
  • PA RA
    APPROVED
    Since 2018-08-06

Branch Locations

895 Monocacy Creek Road, Birdsboro, PA 19508 • United States

Oley, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fleetwood Bank Fleetwood PA 09/2016 03/2018
Wells Fargo Bank Na Reading PA 03/2014 09/2016
Thrivent Investment Management Inc Birdsboro PA 05/2018 Present
Thrivent Financial Appleton WI 03/2018 10/2018
Thrivent Financial Appleton WI 10/2018 Present
  • 09/2016 → 03/2018
    Fleetwood Bank
    Fleetwood, PA
  • 03/2014 → 09/2016
    Wells Fargo Bank Na
    Reading, PA
  • 05/2018 → Present
    Birdsboro, PA
  • 03/2018 → 10/2018
    Thrivent Financial
    Appleton, WI
  • 10/2018 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

SANTA CLAUSE IMPERSONATOR POSITION: Santa Clause NATURE: I am a seasonal Santa Clause impersonator for local events, private parties, corporate events, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2001 ADDRESS: 606 Main Street, Oley PA 19547, United States DESCRIPTION: Proving the joy of the holiday season to local youth and families through impersonating Santa Clause. DANIEL BOONE OPTIMIST CLUB POSITION: Board of Directors NATURE: This club provides programs and services to the children in the greater Daniel Boone School district. We provide numerous programs throughout the year. See Danielbooneoptimist.com for complete list INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2023 ADDRESS: P.O. Box 98, Douglassville PA 19518, United States DESCRIPTION: As a member of the 10 person board, I will hear requests made to the board and vote on them to be approved or denied. These include changes to the budget, new expenses, changes to the club bylaws, etc.? SALVATION ARMY-BOYERTOWN POSITION: Member-Advisory Board NATURE: Provides services and clothing to the needy INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/12/2025 ADDRESS: 409 S. Reading Avenue, Boyertown PA 19512, United States DESCRIPTION: I am the chairperson of the advisory board which helps guide the local Salvation Army unit in making decisions about upcoming activities, fundraising activities, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-03
  • S66 Uniform Combined State Law Examination
    2018-08-03

View on SEC IAPD

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