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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-03-22
  • NC RA
    APPROVED
    Since 2023-03-22

Branch Locations

Pittsboro, NC • United States

249 Fifth Avenue Floor 29, Pittsburgh, PA 15222 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Gainesville FL 05/2017 02/2019
Aba Associates Gainesville FL 08/2014 10/2016
Mwa Financial Services Inc Gainesville FL 04/2018 02/2019
J.P. Morgan Securities, Llc Gainesville FL 05/2019 07/2019
Jpmorgan Chase Bank, N.A. Gainesville FL 05/2019 07/2019
Allstate Gainesville FL 03/2019 04/2019
Unemployed Gainesville FL 11/2016 05/2017
Mutual Of Omaha Investor Services Gainsville FL 09/2019 03/2021
Mutual Of Omaha Insurance Company Gainsville FL 09/2019 03/2021
Massmutual Life Insurance Company Gainesville FL 03/2021 11/2021
Mml Investors Services, Llc Gainesville FL 04/2021 11/2021
Valic Financial Advisors, Inc. Durham NC 12/2021 01/2023
Pnc Investments Llc Pittsboro NC 03/2023 Present
  • 05/2017 → 02/2019
    Modern Woodmen Of America
    Gainesville, FL
  • 08/2014 → 10/2016
    Aba Associates
    Gainesville, FL
  • 04/2018 → 02/2019
    Mwa Financial Services Inc
    Gainesville, FL
  • 05/2019 → 07/2019
    Gainesville, FL
  • 05/2019 → 07/2019
    Jpmorgan Chase Bank, N.A.
    Gainesville, FL
  • 03/2019 → 04/2019
    Allstate
    Gainesville, FL
  • 11/2016 → 05/2017
    Unemployed
    Gainesville, FL
  • 09/2019 → 03/2021
    Mutual Of Omaha Investor Services
    Gainsville, FL
  • 09/2019 → 03/2021
    Mutual Of Omaha Insurance Company
    Gainsville, FL
  • 03/2021 → 11/2021
    Massmutual Life Insurance Company
    Gainesville, FL
  • 04/2021 → 11/2021
    Gainesville, FL
  • 12/2021 → 01/2023
    Durham, NC
  • 03/2023 → Present
    Pnc Investments Llc
    Pittsboro, NC
Previous Registrations
Other Businesses

07/01/2023 / Delivery Driver / Doordash / Non-Investment Related / Hours during trading hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-01
  • S66 Uniform Combined State Law Examination
    2018-11-01
Other Names
  • Erick Lewis Cova
  • Erick L Cova
  • Erick Cova

View on SEC IAPD

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