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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-26
  • NY RA
    APPROVED
    Since 2021-04-26

Branch Locations

800 Westchester Avenue, Rye Brook, NY 10573 • United States

25 Smith Street Unit 304, Nanuet, NY 10954 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eastern Planning Inc Suffern NY 05/1996 Present
Invescor Advisory Services, Inc. Nanuet NY 07/2006 12/2018
  • 05/1996 → Present
    Eastern Planning Inc
    Suffern, NY
  • 07/2006 → 12/2018
    Invescor Advisory Services, Inc.
    Nanuet, NY
Previous Registrations
Other Businesses

1. BETH BLECKER NOTARY PUBLIC; POSITION: NOTARY PUBLIC; NATURE: SOLE PROPRIETOR; INVESTMENT RELATED: NO; NUMBER OF HOURS: 2; INVESTMENT RELATED HOURS: 0; START DATE: 05/07/1994; ADDRESS: ONE BLUE HILL PLAZA, PO BOX 1576, PEARL RIVER NY 10965; DESCRIPTION: NOTARY. 2. HOLOCAUST MUSEUM & CENTER FOR TOLERANCE AND EDUCATION POSITION: Board member NATURE: non profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2017 ADDRESS: 145 College Road, Sufffern NY 10901, United States DESCRIPTION: board meetingshelp operations decisions 3. EASTERN PLANNING, INC. POSITION: CEO NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 05/01/1995 ADDRESS: 25 Smith Street, Suite 304, Nanuet NY 10954, United States DESCRIPTION: Fixed Insurance Services - Sale of fixed life, fixed annuities, long term care, Disability insurance. 4. AUTHOR POSITION: Author NATURE: Small amount of sales of a book I authorized. A few hundred dollars cumulatively so far. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 260 New Norwalk Road, New Canaan CT 06840, United States DESCRIPTION: Wrote a biography and have sold several copies on Amazon. 5. BOCA DELRAY TOWNHOME BOARD MEMBER POSITION: Board Member NATURE: Townhome board member. Help decide how to manage budget and contact owners, but do not control any funds and do not receive compensation. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 5295 Tenth Fairway Drive, Delray Beach FL 33484, United States DESCRIPTION: /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-07
S63 Uniform Securities Agent State Law Examination 1998-10-14
  • S65 Uniform Investment Adviser Law Examination
    2000-02-07
  • S63 Uniform Securities Agent State Law Examination
    1998-10-14

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