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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-23
CA RA APPROVED 2024-05-16
  • TX RA
    APPROVED_RES
    Since 2024-05-23
  • CA RA
    APPROVED
    Since 2024-05-16

Branch Locations

14600 Aviation Blvd, Hawthorne, CA 90250 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Artco Investments Lagos 02/2014 12/2017
Unemployed Los Angeles CA 12/2017 05/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2018 05/2019
Northwestern Mutual Investment Services Llc Santa Monica CA 08/2018 05/2019
Mass Mutual Life Insurance Company Los Angeles CA 05/2019 08/2022
Mml Investors Services Los Angeles CA 08/2019 08/2022
Lenox Advisors Los Angeles CA 05/2019 08/2022
Fidelity Investments Los Angeles CA 09/2022 Present
Cetera Investment Services Llc St Cloud MN 05/2024 Present
Cetera Investment Advisers Llc Hawthorne CA 05/2024 Present
Skyone Federal Credit Union Hawthorne CA 05/2024 Present
  • 02/2014 → 12/2017
    Artco Investments
    Lagos
  • 12/2017 → 05/2018
    Unemployed
    Los Angeles, CA
  • 05/2018 → 05/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2018 → 05/2019
    Santa Monica, CA
  • 05/2019 → 08/2022
    Mass Mutual Life Insurance Company
    Los Angeles, CA
  • 08/2019 → 08/2022
    Mml Investors Services
    Los Angeles, CA
  • 05/2019 → 08/2022
    Lenox Advisors
    Los Angeles, CA
  • 09/2022 → Present
    Fidelity Investments
    Los Angeles, CA
  • 05/2024 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 05/2024 → Present
    Hawthorne, CA
  • 05/2024 → Present
    Skyone Federal Credit Union
    Hawthorne, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-28
  • S66 Uniform Combined State Law Examination
    2018-12-28
Other Names
  • Matthew Joseph Nahman
  • Matt Nahman

View on SEC IAPD

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