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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-19
TX RA APPROVED 2022-04-19
MO RA APPROVED 2021-12-09
  • CA RA
    APPROVED
    Since 2022-04-19
  • TX RA
    APPROVED
    Since 2022-04-19
  • MO RA
    APPROVED
    Since 2021-12-09

Branch Locations

9900 Clayton Road, St Louis, MO 63124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2018 10/2021
Northwestern Mutual Investment Services Llc Saint Louis MO 03/2019 10/2021
54Th Street Grill And Bar Arnold MO 04/2015 07/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2020 10/2021
Raymond James & Associates, Inc. St Louis MO 10/2021 Present
  • 05/2018 → 10/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2019 → 10/2021
    Northwestern Mutual Investment Services Llc
    Saint Louis, MO
  • 04/2015 → 07/2018
    54Th Street Grill And Bar
    Arnold, MO
  • 11/2020 → 10/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2021 → Present
    St Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-04
S63 Uniform Securities Agent State Law Examination 2019-08-19
  • S65 Uniform Investment Adviser Law Examination
    2021-12-04
  • S63 Uniform Securities Agent State Law Examination
    2019-08-19
Other Names
  • Matthew Gallion

View on SEC IAPD

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