Philip Bruce Moran

Employer firm

Portfolio Advisory Council,L.l.c. CRD 107465

$495M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → Present
  Mutual Securities, Inc.
  Camarillo, CA
• 01/2007 → 09/2017
  Cambridge Investment Research, Inc
  Fairfield, IA
• 02/1999 → Present
  Portfolio Advisory Council, L.L.C.
  Houston, TX

Previous Registrations

• 2003-08-27 → 2013-12-31
  Portfolio Advisory Council,L.L.C.
  Houston, TX
• 1999-03-04 → 2006-12-31
  Mml Investors Services, Llc
  Houston, TX
  Houston, TX

Other Businesses

1. PORTFOLIO ADVISORY COUNCIL, LLC., START DATE: 6/1/1999, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, RIA, ADVISOR, MANAGE CLIENT ASSETS, INVESTMENT RELATED, 120 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 2. INDEPENDENT INSURANCE AGENT, SOLE-PROPRIETOR, START DATEl 1/1/1999, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, INSURANCE AGENT, FIXED INSURANCE SALES, INVESTMENT RELATED, 5 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 3. PVM PORTFOLIO ADVISORY, INC., START DATE: 7/15/2015, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, S CORPORATION, PRINCIPAL, PAYROLL AND EXPENSE ACCOUNTING, NOT INVESTMENT RELATED, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 4. SMU COX SCHOOL OF BUSINESS, START DATE: 7/1/2011, 6212 BISHOP BLVD, DALLAS, TX 75275, UNIVERSITY, BOARD MEMBER, MEET TWICE A YEAR TO DISCUSS THE STATUS OF SMU SCHOOL OF BUSINESS, NOT INVESTMENT RELATED, 1 HOUR PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 5. AESC, START DATE: 7/1/2011, CORPORATION, 121 E. MAGNOLIA, SUITE 103, FRIENDSWOOD, TX 77546, NON-PROFIT ORGANIZATION, COMMITTEE CHAIRPERSON, ASSIST IN PLANNING ASSOCIATION MEETINGS, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 6. KU ALUMNI ASSOCIATION, START DATE: 12/7/2012, 1266 OREAD AVENUE, LAWRENCE, KS 66045, NON PROFIT ORGANIZATION, NETWORK LEADER, ATTEND LOCAL ALUMNI MEETINGS, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-26
• S63 Uniform Securities Agent State Law Examination
  1999-02-26

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Philip Bruce Moran