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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2021-08-24
  • UT RA
    APPROVED
    Since 2021-08-24

Branch Locations

Salt Lake City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2018 06/2020
Axa Equitable Salt Lake City UT 03/2018 06/2020
Self Employed Salt Lake City UT 02/2015 02/2018
Equitable Advisors, Llc New York NY 03/2018 08/2021
Equitable Salt Lake City UT 03/2018 08/2021
Transamerica Investors Securities Corporation Salt Lake City UT 08/2021 Present
Transamerica Life Insurance Company Salt Lake City UT 08/2021 Present
  • 03/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 03/2018 → 06/2020
    Axa Equitable
    Salt Lake City, UT
  • 02/2015 → 02/2018
    Self Employed
    Salt Lake City, UT
  • 03/2018 → 08/2021
    New York, NY
  • 03/2018 → 08/2021
    Equitable
    Salt Lake City, UT
  • 08/2021 → Present
    Transamerica Investors Securities Corporation
    Salt Lake City, UT
  • 08/2021 → Present
    Transamerica Life Insurance Company
    Salt Lake City, UT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-15
S63 Uniform Securities Agent State Law Examination 2018-05-11
  • S65 Uniform Investment Adviser Law Examination
    2020-07-15
  • S63 Uniform Securities Agent State Law Examination
    2018-05-11
Other Names
  • Grover Ryan Eads

View on SEC IAPD

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