Norma M Valentin-rivera

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-08-30
FL	RA	APPROVED	2022-07-26

TX RA
APPROVED

Since 2022-08-30
FL RA
APPROVED

Since 2022-07-26

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of Puerto Rico	Ponce	PR	08/2012	05/2017
Unemployed	Ponce	PR	05/2017	09/2017
Muebleria Berrios	Guayama	PR	09/2017	02/2018
Sentinel Financial Group	San Juan	PR	02/2018	07/2019
Oriental Financial Services	San Juan	PR	07/2019	11/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Miami	FL	03/2021	Present
The G Financial Group In Alliance Equitable Advisor	Miami	FL	01/2021	02/2021

08/2012 → 05/2017

University Of Puerto Rico

Ponce, PR
05/2017 → 09/2017

Unemployed

Ponce, PR
09/2017 → 02/2018

Muebleria Berrios

Guayama, PR
02/2018 → 07/2019

Sentinel Financial Group

San Juan, PR
07/2019 → 11/2020

Oriental Financial Services

San Juan, PR
03/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL
01/2021 → 02/2021

The G Financial Group In Alliance Equitable Advisor

Miami, FL

Other Businesses

I*3097298, Entity Type, Name of OBA: Rental Property 1 Address: MIAMIFlorida33142 Investment Related: Yes Position, Title, Association: Co-owner with other family members Employee Start Date: 11/30/2025No Hours: 5 monthly No Hours during trading: 0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-27

S66 Uniform Combined State Law Examination

2022-06-27

Other Names

Norma Marie Valentin-Rivera
Norma Valentin- Rivera
Norma Valentin
Norma Marie Valentin
Norma Marie Valentin Rivera

View on SEC IAPD