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Geneva Financial Group LLC CRD 142899
$7.00M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Geneva, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-06-02 |
| TX | RA | APPROVED | 2010-02-12 |
Branch Locations
Geneva, IL • United States
2210 Midwest Rd., Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Geneva Financial Group | Oak Brook | IL | 02/2007 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-09 |
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