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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-02-25 |
| FL | RA | APPROVED | 2026-02-24 |
| TX | RA | APPROVED_RES | 2025-06-09 |
Branch Locations
4300 Tbc Way Ste 100, Palm Beach Gardens, FL 33410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Bank | Mount Laurel | NJ | 09/2015 | Present |
| Bb&T Investment Services, Inc. | Charlotte | NC | 09/2015 | Present |
| Bb&T Securities, Llc | Richmond | VA | 01/2018 | Present |
| Suntrust Investment Services, Inc | Atlanta | GA | 09/2020 | Present |
| Suntrust Advisory Services, Inc | Atlanta | GA | 09/2020 | Present |
| Truist Investment Services, Inc. | King Of Prussia | PA | 02/2021 | Present |
INDIAN SHORES POSITION: Owner NATURE: OWNER OF AN secondary residence in Florida that is also rented when not being used personally. THIS IS A NON-INVESTMENT RELATED ACTIVITY. A management company oversees the property and spends 1-2 HOURS A MONTH DURING NON-TRADING HOURS ON THIS ACTIVITY INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/25/2019 ADDRESS: Gulf Boulevard, Indian Shores FL 33785 VISTA VILLAGE HOMEOWNER'S ASSOCIATION POSITION: Board Member NATURE: This is the homeowner's association for the community in which I own a secondary residence. I will be serving on the board of the HOA. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2024 ADDRESS: Indian Shores FL, United States DESCRIPTION: Serving as a board member to assist in making decisions and implementing projects that impact the shared elements of the community.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-31 |
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