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500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-07-14 |
Branch Locations
10200 Forest Green Boulevard Suite 112, Louisville, KY 40223 • United States
500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
2285 Executive Drive Suite 310, Lexington, KY 40505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bella Notte Restaurant | Lexington | KY | 03/2016 | 03/2018 |
| Palmers Fresh Grill | Lexington | KY | 04/2015 | 03/2018 |
| J.P. Morgan Chase Bank N.A. | Nicholasville | KY | 03/2018 | 02/2023 |
| J.P. Morgan Securities, Llc | Nicholasville | KY | 03/2018 | 02/2023 |
| Jax | Lexington | KY | 06/2018 | 02/2023 |
| Fifth Third Bank | Lexington | KY | 03/2023 | 06/2025 |
| Fifth Third Securities | Lexington | KY | 03/2023 | 06/2025 |
| Sparks Financial Group | Lexington | KY | 06/2025 | Present |
| Sound Income Strategies, Llc | Fort Lauderdale | FL | 07/2025 | Present |
1. Sparks Financial Group, LLC - Fixed Insurance Sales - 06/2025 - present - Investment related - Sales of fixed annuities, fixed insurance, and life insurance - 2285 Executive Drive, Ste. 310, Lexington, KY 40505. This will encompass approximately 50% of business hours. 2. Sparks Financial Group, LLC - Client Service Advisor - 06/2025 - present - Investment Related- Servicing of clients for investment advisory services - 2285 Executive Drive, Ste. 310, Lexington, KY 40505. This will encompass approximately 50% of business hours. 3. Retirement Income Source, LLC DBA - 06/2025 - present - Investment Related - 2285 Executive Drive, Ste. 310, Lexington, KY 40505. The Retirement Income Source is used to market to prospective clients for Investment Advisory and Fixed Insurance services. This will not encompass any business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-07 |
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