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Current Employers
Sound Income Strategies, Llc

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-07-14
  • KY RA
    APPROVED
    Since 2025-07-14

Branch Locations

10200 Forest Green Boulevard Suite 112, Louisville, KY 40223 • United States

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

2285 Executive Drive Suite 310, Lexington, KY 40505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bella Notte Restaurant Lexington KY 03/2016 03/2018
Palmers Fresh Grill Lexington KY 04/2015 03/2018
J.P. Morgan Chase Bank N.A. Nicholasville KY 03/2018 02/2023
J.P. Morgan Securities, Llc Nicholasville KY 03/2018 02/2023
Jax Lexington KY 06/2018 02/2023
Fifth Third Bank Lexington KY 03/2023 06/2025
Fifth Third Securities Lexington KY 03/2023 06/2025
Sparks Financial Group Lexington KY 06/2025 Present
Sound Income Strategies, Llc Fort Lauderdale FL 07/2025 Present
  • 03/2016 → 03/2018
    Bella Notte Restaurant
    Lexington, KY
  • 04/2015 → 03/2018
    Palmers Fresh Grill
    Lexington, KY
  • 03/2018 → 02/2023
    J.P. Morgan Chase Bank N.A.
    Nicholasville, KY
  • 03/2018 → 02/2023
    J.P. Morgan Securities, Llc
    Nicholasville, KY
  • 06/2018 → 02/2023
    Jax
    Lexington, KY
  • 03/2023 → 06/2025
    Fifth Third Bank
    Lexington, KY
  • 03/2023 → 06/2025
    Fifth Third Securities
    Lexington, KY
  • 06/2025 → Present
    Sparks Financial Group
    Lexington, KY
  • 07/2025 → Present
    Fort Lauderdale, FL
Previous Registrations
Other Businesses

1. Sparks Financial Group, LLC - Fixed Insurance Sales - 06/2025 - present - Investment related - Sales of fixed annuities, fixed insurance, and life insurance - 2285 Executive Drive, Ste. 310, Lexington, KY 40505. This will encompass approximately 50% of business hours. 2. Sparks Financial Group, LLC - Client Service Advisor - 06/2025 - present - Investment Related- Servicing of clients for investment advisory services - 2285 Executive Drive, Ste. 310, Lexington, KY 40505. This will encompass approximately 50% of business hours. 3. Retirement Income Source, LLC DBA - 06/2025 - present - Investment Related - 2285 Executive Drive, Ste. 310, Lexington, KY 40505. The Retirement Income Source is used to market to prospective clients for Investment Advisory and Fixed Insurance services. This will not encompass any business hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-06
S63 Uniform Securities Agent State Law Examination 2018-06-07
  • S65 Uniform Investment Adviser Law Examination
    2023-05-06
  • S63 Uniform Securities Agent State Law Examination
    2018-06-07
Other Names
  • Adam Marcus Mcgrath

View on SEC IAPD

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