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1214 East Cary Street, Richmond, VA 23219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2018-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alps Distributors, Inc | Denver | CO | 04/2018 | 05/2026 |
| Kinsale Insurance Company | Richmond | VA | 11/2013 | 01/2018 |
| Riverfront Investment Group | Richmond | VA | 01/2018 | 05/2021 |
| Riverfront Investment Group, Llc. | Richmond | VA | 05/2021 | Present |
1. Richmond ToolBank; Investment-Related; 1407 Cummings Dr, Richmond, VA 23220; No-Profit tool lending; Member of Finance Committee; 03/01/2025; 2 HRS/MON; 1 HR/MON During Trading Hours; Serve on organization's finance committee, creating and managing Investment Policy for the organization.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-17 |
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